Guide

COMPLIANCE RISK ASSESSMENT METHODOLOGY

The Methodology Behind Compliance Risk Assessment

The first step in developing an effective compliance risk assessment methodology is establishing a risk assessment process to fit your organization’s unique needs.

Convercent’s integrated solutions enable you to manage your compliance program anddevelop your existing compliance risk assessment methodologythrough:

  1. Compliance Insights:Up-to-the-minute results across all of your compliance initiatives
  2. Conflict of Interest Manager:Automate disclosures for real-time updates using COI forms
  3. Hotline & Case Manager:Collect and manage organizational issues while identifying key risk areas
  4. Policy Manager:Resolve employee attestations and comprehension of company policies
  5. Learning Manager:Track training completions and identify areas of risk

Download this guide for best practices and next steps to begin improving your compliance risk assessment methodology.

Download the Guide