Risk Manager

Building an effective compliance program involves tailoring the plan to your organization’s unique risks. Regulators are clear that a program’s success hinges on how well an organization’s leadership, controls, monitoring and responses account for the severity of risks.

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Published on by Convercent Team
Converncent's Risk Dashboard

Centralize and Standardize Risk Management

Centralize and standardize how you document and manage your compliance risks. This allows you to elevate the visibility and accountability around those risks and their mitigation plans. You'll not only have a clearer picture of a well-organized, risk-based program, but you'll be able to increase understanding, collaboration and buy-in on key priorities.

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Convercent provides risk assessment.

Prioritize and Optimize Your Efforts

Your training, policy, hotline and disclosure metrics are given the critical context of the risks they address so you can verify effectiveness, implement enhancements and benchmark improvement based on risk severity. For the first time, you’re equipped with actionable intelligence to prioritize your resources where they’re most needed.

Understanding Conflicts of Interest

Immediate and Actionable Insight

Quickly and easily understand the effectiveness of your risk management efforts with actionable insight into what initiatives are succeeding—and which are falling short—making it easier than ever to hone in and improve on the underperforming initiatives related to your most severe risks.

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THE INDUSTRY'S FIRST RISK-BASED
COMPLIANCE SOLUTION

With your risks ranked, tracked and managed in a single location, you can ensure your entire compliance program is working to mitigate those key risks.

RISK REGISTER

RISK REGISTER

Document compliance risks and rank them by severity.

RISK-BASED INITIATIVES

RISK-BASED INITIATIVES

Organize policies, training and communications by the risks they address.

IMPROVE RESPONSES

IMPROVE RESPONSES

Relate incident reports and disclosures to risk areas to prioritize and standardize responses.

TASK MANAGEMENT

TASK MANAGEMENT

Assign tasks, share content and document all communications, with a full and defensible audit trail.

CUSTOM CONFIGURATIONS

CUSTOM CONFIGURATIONS

Modify risk categories and measurement criteria based on how you assess and manage risk.

INTEGRATED REPORTING

INTEGRATED REPORTING

Quickly and easily show your effectiveness and progress in managing your most pressing risks.

See the Rest of the Platform


Hotline & Case ManagerHotline & Case Manager

Policy ManagerPolicy Manager

Disclosure ManagerDisclosure Manager

Reporting & AnalyticsReporting & Analytics

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