Meet complex requirements more easily and efficiently

Financial services companies are among the most highly regulated—and closely scrutinized—organizations. Not only must you grapple with a complex and fluctuating legal landscape, but you also have to contend with heightened awareness and scrutiny from the consumer and enforcement communities. In addition, given the sensitivity of the information you deal with on a daily basis, information security, privacy protection and brand reputation are paramount concerns.

Under the pressing burden of regulatory compliance requirements and market expectations, you need a solution that is intelligent and intuitive. Convercent gives you an integrated suite for managing company policies, tracking employee education, managing disclosures and streamlining case management—all tied back to your top identified risks. The cloud-based app is fast to set up, easy to use and accessible from any device or location.

maintain organizational compliance around issues such as:

  • Anti-money laundering
  • Bribery and corruption
  • Compliance monitoring, reporting and testing
  • Consumer complaint response
  • Data privacy and security
  • Fraud
  • Governance
  • Risk management

Keys to Success:

  • Trackable policy and training distribution
  • Anonymous hotline available via multiple channels
  • Robust case management system
  • Dedicated disclosure manager solution
  • Risk-based program
  • Secure and agile compliance management system
  • Robust audit trail and detailed reporting capabilities

Happy Financial Services Customers

Here are a few financial services organizations we're proud to work with.

The Bancorp
GLG
Roundpoint
Hilltop Holdings
Check out more Convercent customers

Want to Talk?

We'd be happy to tell you more about how Convercent can help financial services organizations tackle compliance.