A Practical Guide to Compliance Program Review & FSGO Benchmarking
Whether you’re a CCO looking to arm your team for success or an in-the-trenches compliance practitioner looking for tools to help you assess your program, this guide was design to be practical, useful and provide you with real tips and steps to review and benchmark the effectiveness of your compliance program and initiatives using the US Federal Sentencing Guidelines as a framework.
This guide includes:
- A walk-through of the four major stages of an effective review (and what each entails)
- A Compliance Program Hallmarks Assessment Template
- The Policy Inventory Template
- Common pitfalls to avoid